Advisor Resources
Key Contacts
| Team | When to Reach Out | Contact information |
|---|---|---|
| FRG Service Team 92 | Day-to-day operational questions or escalations: – New Accounts – Move Money – Account Transfers – Direct Business – Managed Account – Trading – Financial Planning – Retirements & Estates – Financial Planning – LPL Technical Support – Insurance – Compliance & Registrations | (866) 321-3640 Speak: “Financial Resources Group” or “FRG” |
| FRG Business Consultant | Strategic conversations regarding your practice: – Growth – Solution Sharing – Biz Dev – Practice Management – Analytics Modeling – Succession Planning – P&L Considerations – Process & Efficiency Review – Policy/Procedure Updates | Contact your Business Consultant |
| FRG Training | One-on-one or group training: – New Account Opening – Account Transfers – Move Money – Account Maintenance – Householding – CRM – iDoc – Trading – Annuity Order Entry – OnceHub – Proposal Generation – MyRepChat – Performance Reporting – Financial Planning | Training@lplatfrg.com Scheduler: https://go.oncehub.com/FRGTraining |
| FRG Operations | – Branch Changes – Status/Role Changes – Terminations – Rep Maintenance (moving accounts between advisors) | Contact your Business Consultant |
| FRG Compliance | – LPL Compliance-related issues & requirements – Paperwork and Signature Requests – Compliance Flags – Advisory Compliance – Policies & Procedures – Continuing Education – Audit Prep | OSJ@lplatfrg.com Scheduler: https://oncehub.com/FRGOSJ |
| FRG Marketing | – Brand Development – Website Consultation – Advertising – Social Media Strategy – Advertising Review Tool (ART) – Content Creation – Email Marketing – Graphic Design – Lead Generation | Marketing@lplatfrg.com |
| FRG Advisor Development, M&A, and Succession Planning | – Practice Acquisitions – Succession Planning – Early Career Advisor Development | William.Brice@lpl.com Scheduler: https://go.oncehub.com/williambrice |
| FRG Commissions | – Commission Questions – Commission Statements | Commissions@lplatfrg.com |
| FRG Tech Support | – Hardware/Equipment – Troubleshooting Tech Issues – Equipment Security | IT@lplatfrg.com Scheduler: https://go.oncehub.com/FRGISIT |
| FRG Onboarding & Integration | – Adding Licensed or Non-Licensed Staff | Onboarding@lplatfrg.com |
| FRG Recruiting | – Sourcing Advisors to join your practice – Referring Advisors to join FRG/LPL | jj.hudock@lpl.com 704.816.8022 |