Facebook Linkedin Twitter

News and Events

Blog

Press Releases

Videos

FRGIS New Logo Horizontal Small

Access Secure Pages

Choose a protected page to view its resources. If you do not know the necessary passwords, please contact marketing@lplatfrg.com.

Advisor Resources
Manager Information
Login

Home Office Staff

Our Home Office Staff customizes the LPL Financial experience for you by keeping you up to speed on all of the latest tools and resources available for your business. Each experienced team member specializes in one of the following areas: onboarding, marketing, compliance, technology, accounting and business development.

Advisor & Institution Training

MJ-Headshot_8436

MJ Mulligan

Director of Training

(516) 444-3214
mj.mulligan@lpl.com

Adesh Headshot [outside]

Adesh Hariprashad

Associate Trainer

(516) 327-7964
adesh.hariprashad@lpl.com

Business Development, Consulting & Recruiting

JJ-Hudock-Headshot-3-2022

J.J. Hudock

Director of Business Development

(704) 816-8022
jj.hudock@lpl.com

Chris-Thompson-Headshot-3-2022

Chris Thompson

Managing Director of Business Consulting and Marketing

(704) 816-8008
chris.thompson@lpl.com

Adam-Bohlen-Headshot-4-2022_LR

Adam Rean Bohlen

Managing Director of Business Consulting

(704) 219-9263
a.bohlen@lpl.com

BBrice-rev

William T. Brice

Director of Advisor Development

(704) 816-8040
william.brice@lpl.com

Gloria-Dubose-Headshot-3-2022

Gloria DuBose, MBA

Director of Mergers, Acquisitions, and Practice Succession

(704) 816-8020
gloria.dubose@lpl.com

TBakalas Headshot_2023

Tina Bakalas

Director of Business Consulting

(718) 938-9512
tina.bakalas@lpl.com

DFoster-HS-Web-Res

David Foster

Director of Business Consulting

(608) 215-1804
d.foster@lpl.com

Kristen Vitale

Kristen Vitale

Director of Business Consulting

(708) 712-8576
k.vitale@lpl.com

MRuppe-HS-LR

Matt Ruppe

Director of Business Consulting

(210) 930-9857
matt.ruppe@lpl.com

JRodriguez-HS2

Jon Rodriguez

Director of Business Consulting

(704) 816-8046
jon.rodriguez1@lpl.com

KWilliams-HS

Karl Wiliams

Director of Business Consulting

(704) 816-8004
karl.b.williams@lpl.com

HRossitto-HS

Heather Rossitto

Director of Business Consulting

(860) 997-9466
h.rossitto@lpl.com

DPelligrino_8480

Dan Pellegrino

Director of Business Consulting

(617) 894-8955
dpellegrino@websterbank.com

David-Coppola-HS

David Coppola

Director of Business Consulting

(203) 232-9435
d.coppola@websterbank.com

Jenn-Wallace_8515

Jennifer Wallace

Practice Management Consultant

(405) 591-8232
j.wallace@lpl.com

Stephen-Locker-Headshot-6-2022-LR

Stephen Locker

Senior Associate Recruiter

(704) 816-8035
s.locker@lpl.com

Commissions & Reporting

DCoggins-HS-7-24

Donna Coggins

Director of Finance and Compensation
(704) 816-8026
d.k.coggins@lpl.com

DHeinimann-Headshot-5-2022

Diana Heinimann

Sr. Commissions Specialist
(704) 816-8017
diana.heinimann@lpl.com

RMiller-HS

Raymond Miller

Accountant II
(704) 816-8038
raymond.miller2@lpl.com

Compliance & Supervision

David-Rich-Headshot-3-2022

David Rich

Chief Compliance Officer

(704) 816-8006
david.s.rich@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

James-Liddington-Headshot-3-2022

Jim Liddington

Senior Compliance and Supervisory Analyst

(704) 816-8016
jim.liddington@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory Services may be offered through LPL Financial or Gladstone Institutional Advisory, both SEC Registered Investment Advisors. Gladstone Institutional Advisory LLC, Financial Resources Group Investment Services, and LPL Financial are all separate entities.

Warren-Williams-Headshot-website

Warren Williams

Senior Compliance and Supervisory Analyst

(704) 816-8012
warren.c.williams@lpl.com

CZehetmaier-HS

Chris Zehetmaier

Senior Compliance and Supervisory Analyst

(704) 816-8041
chris.zehetmaier@lpl.com

Lindsey-Bessant-Headshot-3-2022

Lindsey Bessant

Senior Compliance and Supervisory Analyst

(704) 816-8021
lindsey.bessant@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

JOrlouski-Headshot

Jeffrey Orlouski

Compliance and Supervisory Analyst

(704) 816-8036
jeffrey.orlouski@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

Trent-HS-2

Trent Moran

Associate Compliance and Supervisory Analyst

(704) 816-8003
trent.moran@lpl.com

Marketing & Design

Jennifer-Hallmark-Headshot-3-2022

Jennifer Hallmark

Director of Marketing, Corporate & Independent Advisor Services

(704) 816-8019
j.hallmark@lpl.com

KDayton-HS

Katie Dayton

Director of Marketing, Institution Services

(704) 816-8044
katie.dayton@lpl.com

ASodhi-HS

Amani Sodhi

Marketing Account Manager

(704) 816-8010
amani.sodhi@lpl.com

ELucier-HS

Emilie Lucier

Marketing Account Manager

(704) 816-8043
emilie.lucier@lpl.com

Onboarding & Transition Support

CHall-HS

Casey Hall

Director of Onboarding & Integration

(704) 816-8042
casey.g.hall@lpl.com

Kristin-2

Kristin Hill

Onboarding and Integration Manager

(704) 816-8039
kristin.hill@lpl.com

LPL Headshot 09-30-2021

Susan Andre

Onboarding and Integration Specialist

(704) 816-8027
susan.andre@lpl.com

SLattal-HS

Shannon Lattal

Onboarding and Integration Specialist

(704) 816-8007
shannon.lattal@lpl.com

Operations

Christa-Franse-Headshot-3-2022-rev

Christa Franse

Director of Project Management

(704) 816-8002
christa.franse@lpl.com

THutchinson-HS

Tricia Hutchinson, PHR

Director of Human Resources

(704) 816-8015
tricia.hutchinson@lpl.com

B-Beal-HS-Rev

Brandon Beall

Senior Manager of Technology and Data

704.816.8033
brandon.beall@lpl.com

Technology Consulting

Matt-Danner-Headshot-3-2022

Matt Danner

Sr. Technology Systems Manager

(704) 816-8024
matt.danner@lpl.com

Chris-Freeman-Headshot-3-2022

Chris Freeman

Technology Support Specialist

(704) 816-8025
christopher.freeman@lpl.com

JHill-HS

Julian Hill

Technology Support Specialist

(704) 816-8031
julian.hill1@lpl.com

Virtual Specialist Support

Angela-Boykin-Headshot-3-2022

Angela Boykin-Wiley

Manager of Virtual Support Services

(704) 816-8032
a.boykin@lpl.com

SSyska-HS2

Sophie Syska

Virtual Specialist Support

(704) 816-8037
sophie.syska@lpl.com

Check the background of investment professionals associated with this site on FINRA’s BrokerCheck:
FRGIS New Logo Stacked White Medium

Financial Resources Group Investment Services
360 Kingsley Park Dr. | Suite 100 | Fort Mill, SC 29715
Direct (704) 816-8000

Google Review Icon

Quick Links​

Services

Securities and advisory services offered through LPL Financial, Member FINRA/SIPC and a registered Investment Advisor. Financial Resources Group Investment Services, and LPL Financial are separate entities. Please see our Business Continuity Plan here.

Scroll to Top