News and Events

Home Office Staff

Our Home Office Staff customizes the LPL Financial experience for you by keeping you up to speed on all of the latest tools and resources available for your business. Each experienced team member specializes in one of the following areas: onboarding, marketing, compliance, technology, accounting and business development.

Advisor & Institution Training

MJ Mulligan

Director of Training

(516) 444-3214
mj.mulligan@lpl.com

Adesh Hariprashad

Associate Trainer

(516) 327-7964
adesh.hariprashad@lpl.com

Business Development, Consulting & Recruiting

Mark Stieve

Managing Director of Business Consulting & Development

(704) 816-8013
mark.stieve@lpl.com

J.J. Hudock

Director of Business Development

(704) 816-8022
jj.hudock@lpl.com

William T. Brice

Director of Advisor Development

(704) 816-8040
william.brice@lpl.com

Chris Thompson

Director of Business Consulting and Marketing

(704) 816-8008
chris.thompson@lpl.com

Warren Bausert

Business Consultant

(516) 524-1936
warren.bausert@lpl.com

Matt Baval

Business Consultant

(516) 731-8977
matthew.baval@lpl.com

Cindy Nagel, CFP®

Director of Business Consulting and Financial Planning

(704) 816-8004
c.nagel@lpl.com

Adam Rean Bohlen

Director of Business Consulting

(704) 219-9263
a.bohlen@lpl.com

David Foster

Director of Business Consulting

(608) 215-1804
d.foster@lpl.com

Kristen Vitale

Director of Business Consulting

(708) 712-8576
k.vitale@lpl.com

Matt Ruppe

Director of Business Consulting

(210) 930-9857
matt.ruppe@lpl.com

Tina Bakalas

Director of Business Consulting

(718) 938-9512
tina.bakalas@lpl.com

Gloria DuBose, MBA

Sr. Practice Management Consultant

(704) 816-8020
gloria.dubose@lpl.com

Heather Rossitto

Sr. Practice Management Consultant

(860) 997-9466
h.rossitto@lpl.com

Jennifer Wallace

Practice Management Consultant

(405) 591-8232
j.wallace@lpl.com

Dan Pellegrino

Business Consultant

(617) 894-8955
dpellegrino@websterbank.com

David Coppola

Business Consultant

(203) 232-9435
d.coppola@websterbank.com

Stephen Locker

Senior Associate Recruiter

(704) 816-8035
s.locker@lpl.com

Commissions & Reporting

Laura Keady

Chief Financial Officer

(704) 816-8014
laura.keady@lpl.com

Diana Heinimann

Sr. Commissions Specialist
(704) 816-8017
diana.heinimann@lpl.com

Christian Hough

Payroll and Benefits Manager
(704) 816-8026
christian.hough@lpl.com

Raymond Miller

Accountant II
(704) 816-8038
raymond.miller2@lpl.com

Compliance & Supervision

David Rich

Chief Compliance Officer

(704) 816-8006
david.s.rich@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

Jim Liddington

LPL General Securities Principal

(704) 816-8016
jim.liddington@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory Services may be offered through LPL Financial or Gladstone Institutional Advisory, both SEC Registered Investment Advisors. Gladstone Institutional Advisory LLC, Financial Resources Group Investment Services, and LPL Financial are all separate entities.

Lindsey Bessant

LPL General Securities Principal

(704) 816-8021
lindsey.bessant@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

Joseph Napolitano

LPL General Securities Principal

(704) 816-8028
j.napolitano@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

Warren Williams

LPL General Securities Principal

(704) 816-8012
warren.c.williams@lpl.com

Jeffrey Orlouski

LPL General Securities Principal

(704) 816-8036
jeffrey.orlouski@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

Kristin Hill

LPL General Securities Principal

(704) 816-8039
kristin.hill@lpl.com

Chris Zehetmaier

LPL General Securities Principal

(704) 816-8034
chris.zehetmaier@lpl.com

Trent Moran

Compliance Coordinator

(704) 816-8003
trent.moran@lpl.com

Marketing & Design

Chris Thompson

Director of Business Consulting and Marketing

(704) 816-8008
chris.thompson@lpl.com

Jenny Franchi

Sr. Marketing Account Manager

(704) 816-8023
jennifer.franchi@lpl.com

Jennifer Hallmark

Sr. Marketing Account Manager

(704) 816-8019
j.hallmark@lpl.com

Amani Sodhi

Marketing Account Manager

(704) 816-8010
amani.sodhi@lpl.com

Onboarding & Transition Support

Casey Hall

Director of Onboarding & Integration

(704) 816-8042
casey.g.hall@lpl.com

Meleakia Spearing

Transition Support Partner

(704) 816-8007
m.spearing@lpl.com

Susan Andre

Transition Support Partner

(704) 816-8027
susan.andre@lpl.com

Operations

Christa Franse

Director of Project Management

(704) 816-8002
christa.franse@lpl.com

Tricia Hutchinson, PHR

Sr. HR Generalist

(704) 816-8015
tricia.hutchinson@lpl.com

Technology Consulting

Matt Danner

Sr. Technology Systems Manager

(704) 816-8024
matt.danner@lpl.com

Chris Freeman

Technology Systems Manager

(704) 816-8025
christopher.freeman@lpl.com

Virtual Admin Services

Toni Dunlap

Virtual Relationship Specialist

(704) 816-8029
t.dunlap@lpl.com

Angela Boykin-Wiley

Virtual Relationship Specialist

(704) 816-8032
a.boykin@lpl.com

Check the background of investment professionals associated with this site on FINRA’s BrokerCheck:

Financial Resources Group Investment Services
360 Kingsley Park Dr. | Suite 100 | Fort Mill, SC 29715
Direct (704) 816-8000

Quick Links

Services

Securities and advisory services offered through LPL Financial, Member FINRA/SIPC and a registered Investment Advisor. Financial Resources Group Investment Services, and LPL Financial are separate entities. To view our Business Continuity Plan Disclosure, please click HERE.