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Home Office Staff

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  • Home Office Staff

Our Home Office Staff customizes the LPL Financial experience for you by keeping you up to speed on all of the latest tools and resources available for your business. Each experienced team member specializes in one of the following areas: onboarding, marketing, compliance, technology, accounting and business development.

Business Development, Consulting & Recruiting

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Mark Stieve

Managing Director of Business Consulting & Development

(704) 816-8013
mark.stieve@lpl.com

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J.J. Hudock

Director of Business Development

(704) 816-8022
jj.hudock@lpl.com

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William T. Brice

Business Development, Consulting and Recruiting

(704) 816-8040
william.brice@lpl.com

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Chris Thompson

Director of Business Consulting and Marketing

(704) 816-8008
chris.thompson@lpl.com

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Warren Bausert

Business Consultant

(516) 524-1936
warren.bausert@lpl.com

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Matt Baval

Business Consultant

(516) 731-8977
matthew.baval@lpl.com

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Cindy Nagel, CFP®

Director of Business Consulting and Financial Planning

(704) 816-8004
c.nagel@lpl.com

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Adam Rean Bohlen

Director of Business Consultant

(704) 219-9263
a.bohlen@lpl.com

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David Foster

Director of Business Consulting

(608) 215-1804
d.foster@lpl.com

Kristen Vitale

Kristen Vitale

Director of Business Consulting

(708) 712-8576
k.vitale@lpl.com

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Matt Ruppe

Director of Business Consulting

(210) 930-9857
matt.ruppe@lpl.com

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Gloria DuBose, MBA

Sr. Practice Management Consultant

(704) 816-8020
gloria.dubose@lpl.com

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Tina Bakalas

Business Consultant

(718) 938-9512
tina.bakalas@lpl.com

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Dan Pellegrino

Business Consultant

(617) 894-8955
dpellegrino@websterbank.com

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David Coppola

Business Consultant

(203) 232-9435
d.coppola@websterbank.com

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Stephen Locker

Senior Associate Recruiter

(704) 816-8035
s.locker@lpl.com

Commissions & Reporting

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Laura Keady

Chief Financial Officer

(704) 816-8014
laura.keady@lpl.com

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Diana Heinimann

Commissions Specialist
(704) 816-8017
diana.heinimann@lpl.com

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Christian Hough

Payroll and Benefits Manager
(704) 816-8026
christian.hough@lpl.com

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Raymond Miller

Accountant II
(704) 816-8038
raymond.miller2@lpl.com

Compliance & Supervision

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David Rich

Chief Compliance Officer

(704) 816-8006
david.s.rich@lpl.com

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Jim Liddington

LPL General Securities Principal

(704) 816-8016
jim.liddington@lpl.com

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Lindsey Bessant

LPL General Securities Principal

(704) 816-8021
lindsey.bessant@lpl.com

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Joseph Napolitano

LPL General Securities Principal

(704) 816-8028
j.napolitano@lpl.com

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Warren Williams

LPL General Securities Principal

(704) 816-8012
warren.c.williams@lpl.com

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Jeffrey Orlouski

LPL General Securities Principal

(704) 816-8036
jeffrey.orlouski@lpl.com

Financial Planning

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Cindy Nagel, CFP®

Director of Business Consulting and Financial Planning

(704) 816-8004
c.nagel@lpl.com

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Rob Matricardi, CFP®

Head of Financial Planning

(704) 816-8034
rob.matricardi@lpl.com

Marketing

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Chris Thompson

Director of Business Consulting and Marketing

(704) 816-8008
chris.thompson@lpl.com

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Jenny Franchi

Sr. Marketing Account Manager

(704) 816-8023
jennifer.franchi@lpl.com

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Jennifer Hallmark

Sr. Marketing Account Manager

(704) 816-8019
j.hallmark@lpl.com

Onboarding & Integration

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Monica Farrell

Director of Operations

(704) 816-8037
monica.a.farrell@lpl.com

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Meleakia Spearing

Advisor Support Specialist & Training Consultant

(704) 816-8007
m.spearing@lpl.com

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Susan Andre

Transition Support Specialist

(704) 816-8027
susan.andre@lpl.com

Operations

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Christa Franse

Director of Project Management

(704) 816-8002
christa.franse@lpl.com

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Tricia Hutchinson, PHR

Sr. HR Generalist

(704) 816-8015
tricia.hutchinson@lpl.com

Technology

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Matt Danner

Sr. Technology Systems Manager

(704) 816-8024
matt.danner@lpl.com

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Chris Freeman

Technology Systems Manager

(704) 816-8025
christopher.freeman@lpl.com

Training

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MJ Mulligan

Director of Training

(516) 444-3214
mj.mulligan@lpl.com

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Adesh Hariprashad

Associate Trainer

(516) 327-7964
adesh.hariprashad@lpl.com

Virtual Resources

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Toni Dunlap

Virtual Relationship Specialist

(704) 816-8029
t.dunlap@lpl.com

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Angela Boykin-Wiley

Virtual Relationship Specialist

(704) 816-8032
a.boykin@lpl.com

Check the background of investment professionals associated with this site on FINRA’s BrokerCheck:

Financial Resources Group Investment Services
360 Kingsley Park Dr. | Suite 100 | Fort Mill, SC 29715
Direct (704) 816-8000

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Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, member FINRA/SIPC. Financial Resources Group Investment Services, member FINRA/SIPC, is a separate entity. To view our Business Continuity Plan Disclosure, please click HERE.

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