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Home Office Staff

Our Home Office Staff customizes the LPL Financial experience for you by keeping you up to speed on all of the latest tools and resources available for your business. Each experienced team member specializes in one of the following areas: onboarding, marketing, compliance, technology, accounting and business development.

Advisor & Institution Training

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MJ Mulligan

Director of Training

(516) 444-3214
mj.mulligan@lpl.com

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Adesh Hariprashad

Associate Trainer

(516) 327-7964
adesh.hariprashad@lpl.com

Business Development, Consulting & Recruiting

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Mark Stieve

Managing Director of Business Consulting & Development

(704) 816-8013
mark.stieve@lpl.com

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J.J. Hudock

Director of Business Development

(704) 816-8022
jj.hudock@lpl.com

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Chris Thompson

Director of Business Consulting and Marketing

(704) 816-8008
chris.thompson@lpl.com

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Warren Bausert

Business Consultant

(516) 524-1936
warren.bausert@lpl.com

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William T. Brice

Director of Advisor Development

(704) 816-8040
william.brice@lpl.com

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Cindy Nagel, CFP®

Director of Business Consulting and Strategy

(704) 816-8004
c.nagel@lpl.com

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Adam Rean Bohlen

Director of Business Consulting

(704) 219-9263
a.bohlen@lpl.com

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David Foster

Director of Business Consulting

(608) 215-1804
d.foster@lpl.com

Kristen Vitale

Kristen Vitale

Director of Business Consulting

(708) 712-8576
k.vitale@lpl.com

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Matt Ruppe

Director of Business Consulting

(210) 930-9857
matt.ruppe@lpl.com

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Tina Bakalas

Director of Business Consulting

(718) 938-9512
tina.bakalas@lpl.com

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Matt Baval

Business Consultant

(516) 731-8977
matthew.baval@lpl.com

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Dan Pellegrino

Business Consultant

(617) 894-8955
dpellegrino@websterbank.com

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David Coppola

Business Consultant

(203) 232-9435
d.coppola@websterbank.com

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Gloria DuBose, MBA

Sr. Practice Management Consultant

(704) 816-8020
gloria.dubose@lpl.com

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Heather Rossitto

Sr. Practice Management Consultant

(860) 997-9466
h.rossitto@lpl.com

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Jennifer Wallace

Practice Management Consultant

(405) 591-8232
j.wallace@lpl.com

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Stephen Locker

Senior Associate Recruiter

(704) 816-8035
s.locker@lpl.com

Commissions & Reporting

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Diana Heinimann

Sr. Commissions Specialist
(704) 816-8017
diana.heinimann@lpl.com

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Donna Coggins

Senior Accounting Manager
(704) 816-8026
d.k.coggins@lpl.com

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Raymond Miller

Accountant II
(704) 816-8038
raymond.miller2@lpl.com

Compliance & Supervision

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David Rich

Chief Compliance Officer

(704) 816-8006
david.s.rich@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

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Jim Liddington

LPL General Securities Principal

(704) 816-8016
jim.liddington@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory Services may be offered through LPL Financial or Gladstone Institutional Advisory, both SEC Registered Investment Advisors. Gladstone Institutional Advisory LLC, Financial Resources Group Investment Services, and LPL Financial are all separate entities.

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Lindsey Bessant

LPL General Securities Principal

(704) 816-8021
lindsey.bessant@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

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Joseph Napolitano

LPL General Securities Principal

(704) 816-8028
j.napolitano@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

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Warren Williams

LPL General Securities Principal

(704) 816-8012
warren.c.williams@lpl.com

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Jeffrey Orlouski

LPL General Securities Principal

(704) 816-8036
jeffrey.orlouski@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

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Kristin Hill

LPL General Securities Principal

(704) 816-8039
kristin.hill@lpl.com

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Chris Zehetmaier

LPL General Securities Principal

(704) 816-8034
chris.zehetmaier@lpl.com

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Trent Moran

Compliance Coordinator

(704) 816-8003
trent.moran@lpl.com

Marketing & Design

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Jennifer Hallmark

Director of Marketing

(704) 816-8019
j.hallmark@lpl.com

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Jenny Franchi

Sr. Marketing Account Manager

(704) 816-8023
jennifer.franchi@lpl.com

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Amani Sodhi

Marketing Account Manager

(704) 816-8010
amani.sodhi@lpl.com

Onboarding & Transition Support

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Casey Hall

Director of Onboarding & Integration

(704) 816-8042
casey.g.hall@lpl.com

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Meleakia Spearing

Transition Support Partner

(704) 816-8007
m.spearing@lpl.com

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Susan Andre

Transition Support Partner

(704) 816-8027
susan.andre@lpl.com

Operations

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Christa Franse

Director of Project Management

(704) 816-8002
christa.franse@lpl.com

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Tricia Hutchinson, PHR

Director of Human Resources

(704) 816-8015
tricia.hutchinson@lpl.com

Technology Consulting

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Matt Danner

Sr. Technology Systems Manager

(704) 816-8024
matt.danner@lpl.com

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Chris Freeman

Technology Systems Manager

(704) 816-8025
christopher.freeman@lpl.com

Virtual Admin Services

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Angela Boykin-Wiley

Virtual Relationship Specialist

(704) 816-8032
a.boykin@lpl.com

Check the background of investment professionals associated with this site on FINRA’s BrokerCheck:

Financial Resources Group Investment Services
360 Kingsley Park Dr. | Suite 100 | Fort Mill, SC 29715
Direct (704) 816-8000

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Services

Securities and advisory services offered through LPL Financial, Member FINRA/SIPC and a registered Investment Advisor. Financial Resources Group Investment Services, and LPL Financial are separate entities. To view our Business Continuity Plan Disclosure, please click HERE.

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