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Home Office Staff

Our Home Office Staff customizes the LPL Financial experience for you by keeping you up to speed on all of the latest tools and resources available for your business. Each experienced team member specializes in one of the following areas: onboarding, marketing, compliance, technology, accounting and business development.

Advisor & Institution Training

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MJ Mulligan

Director of Training

(516) 444-3214
mj.mulligan@lpl.com

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Adesh Hariprashad

Associate Trainer

(516) 327-7964
adesh.hariprashad@lpl.com

Business Development, Consulting & Recruiting

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Mark Stieve

Managing Director of Business Development

(704) 816-8013
mark.stieve@lpl.com

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J.J. Hudock

Director of Business Development

(704) 816-8022
jj.hudock@lpl.com

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Chris Thompson

Managing Director of Business Consulting and Marketing

(704) 816-8008
chris.thompson@lpl.com

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Adam Rean Bohlen

Managing Director of Business Consulting

(704) 219-9263
a.bohlen@lpl.com

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William T. Brice

Director of Advisor Development

(704) 816-8040
william.brice@lpl.com

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Warren Bausert

Business Consultant

(516) 524-1936
warren.bausert@lpl.com

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David Foster

Director of Business Consulting

(608) 215-1804
d.foster@lpl.com

Kristen Vitale

Kristen Vitale

Director of Business Consulting

(708) 712-8576
k.vitale@lpl.com

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Matt Ruppe

Director of Business Consulting

(210) 930-9857
matt.ruppe@lpl.com

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Tina Bakalas

Director of Business Consulting

(718) 938-9512
tina.bakalas@lpl.com

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Heather Rossitto

Director of Business Consulting

(860) 997-9466
h.rossitto@lpl.com

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Jon Rodriguez

Director of Business Consulting

(704) 816-8046
jon.rodriguez1@lpl.com

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Stephen Locker

Senior Associate Recruiter

(704) 816-8035
s.locker@lpl.com

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Dan Pellegrino

Business Consultant

(617) 894-8955
dpellegrino@websterbank.com

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David Coppola

Business Consultant

(203) 232-9435
d.coppola@websterbank.com

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Matt Baval

Business Consultant

(516) 731-8977
matthew.baval@lpl.com

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Gloria DuBose, MBA

Sr. Practice Management Consultant

(704) 816-8020
gloria.dubose@lpl.com

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Jennifer Wallace

Practice Management Consultant

(405) 591-8232
j.wallace@lpl.com

Commissions & Reporting

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Diana Heinimann

Sr. Commissions Specialist
(704) 816-8017
diana.heinimann@lpl.com

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Donna Coggins

Senior Accounting Manager
(704) 816-8026
d.k.coggins@lpl.com

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Raymond Miller

Accountant II
(704) 816-8038
raymond.miller2@lpl.com

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Kristin Parcesepe

Payroll and Benefits Specialist
(704) 816-8029
kristin.parcesepe@lpl.com

Compliance & Supervision

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David Rich

Chief Compliance Officer

(704) 816-8006
david.s.rich@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

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Jim Liddington

Senior Compliance and Supervisory Analyst

(704) 816-8016
jim.liddington@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory Services may be offered through LPL Financial or Gladstone Institutional Advisory, both SEC Registered Investment Advisors. Gladstone Institutional Advisory LLC, Financial Resources Group Investment Services, and LPL Financial are all separate entities.

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Warren Williams

Senior Compliance and Supervisory Analyst

(704) 816-8012
warren.c.williams@lpl.com

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Joseph Napolitano

Senior Compliance and Supervisory Analyst

(704) 816-8028
j.napolitano@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

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Chris Zehetmaier

Senior Compliance and Supervisory Analyst

(704) 816-8041
chris.zehetmaier@lpl.com

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Lindsey Bessant

Compliance and Supervisory Analyst

(704) 816-8021
lindsey.bessant@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

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Jeffrey Orlouski

Compliance and Supervisory Analyst

(704) 816-8036
jeffrey.orlouski@lpl.com

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory services offered through Gladstone Institutional Advisory, a registered Investment Advisor. Financial Resources Group Investment Services, Gladstone Institutional Advisory, and LPL Financial are separate entities.

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Trent Moran

Associate Compliance and Supervisory Analyst

(704) 816-8003
trent.moran@lpl.com

Marketing & Design

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Jennifer Hallmark

Director of Marketing, Corporate & Independent Advisor Services

(704) 816-8019
j.hallmark@lpl.com

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Katie Dayton

Director of Marketing, Institution Services

(704) 816-8044
katie.dayton@lpl.com

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Amani Sodhi

Marketing Account Manager

(704) 816-8010
amani.sodhi@lpl.com

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Emilie Lucier

Marketing Account Manager

(704) 816-8043
emilie.lucier@lpl.com

Onboarding & Transition Support

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Casey Hall

Director of Onboarding & Integration

(704) 816-8042
casey.g.hall@lpl.com

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Kristin Hill

Onboarding and Integration Manager

(704) 816-8039
kristin.hill@lpl.com

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Susan Andre

Onboarding and Integration Specialist

(704) 816-8027
susan.andre@lpl.com

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Shannon Lattal

Onboarding and Integration Specialist

(704) 816-8007
shannon.lattal@lpl.com

Operations

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Christa Franse

Director of Project Management

(704) 816-8002
christa.franse@lpl.com

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Tricia Hutchinson, PHR

Director of Human Resources

(704) 816-8015
tricia.hutchinson@lpl.com

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Brandon Beall

Data Analyst

704.816.8033
brandon.beall@lpl.com

Technology Consulting

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Matt Danner

Sr. Technology Systems Manager

(704) 816-8024
matt.danner@lpl.com

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Chris Freeman

Technology Support Specialist

(704) 816-8025
christopher.freeman@lpl.com

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Julian Hill

Technology Support Specialist

(704) 816-8031
julian.hill1@lpl.com

Virtual Specialist Support

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Angela Boykin-Wiley

Virtual Specialist Support

(704) 816-8032
a.boykin@lpl.com

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Sophie Syska

Virtual Specialist Support

(704) 816-8037
sophie.syska@lpl.com

Check the background of investment professionals associated with this site on FINRA’s BrokerCheck:

Financial Resources Group Investment Services
360 Kingsley Park Dr. | Suite 100 | Fort Mill, SC 29715
Direct (704) 816-8000

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Securities and advisory services offered through LPL Financial, Member FINRA/SIPC and a registered Investment Advisor. Financial Resources Group Investment Services, and LPL Financial are separate entities. Please see our Business Continuity Plan here.

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