Home Office Staff

Our Home Office Staff customizes the LPL Financial experience for you by keeping you up to speed on all of the latest tools and resources available for your business. Each experienced team member specializes in one of the following areas: onboarding, marketing, compliance, technology, accounting and business development.

Compliance and Supervision

David Rich

Partner & Chief Compliance Officer

(704) 816-8006
david.s.rich@lpl.com

Jim Liddington

LPL General Securities Principal

(704) 816-8016
jim.liddington@lpl.com

Lindsey Bessant

LPL General Securities Principal

(704) 816-8021
lindsey.bessant@lpl.com

Joseph Napolitano

LPL General Securities Principal

(704) 816-8028
j.napolitano@lpl.com

Melissa McGrath

LPL General Securities Principal

(704) 816-8003
melissa.mcgrath@lpl.com

Warren Williams

LPL General Securities Principal

(704) 816-8012
warren.c.williams@lpl.com

Advisor Support Staff

Christa Franse

Partner & Director of Integration & Technology

(704) 816-8002
christa.franse@lpl.com

Meleakia Spearing

Advisor Support Specialist & Training Consultant

(704) 816-8007
m.spearing@lpl.com

Susan Andre

Transition Support Specialist

(704) 816-8027
susan.andre@lpl.com

Katie Mills

Human Resources Manager

(704) 816-8015
katie.mills@lpl.com

MJ Mulligan

Director of Training

(516) 444-3214
mj.mulligan@lpl.com

Toni Dunlap

Practice Operations Specialist

(704) 816-8029
t.dunlap@lpl.com

Marika McCarthy

Integration Manager & Trainer

(704) 816-8031
mm.mccarthy@lpl.com

Rob Matricardi, CFP®

Head of Financial Planning

(704) 816-8034
rob.matricardi@lpl.com

Adesh Hariprashad

Associate Trainer

(516) 327-7964
adesh.hariprashad@lpl.com

Marketing

Jenny Franchi

Sr. Marketing Account Manager

(704) 816-8023
jennifer.franchi@lpl.com

Jennifer Hallmark

Sr. Marketing Account Manager

(704) 816-8019
j.hallmark@lpl.com

Business Development, Consulting & Recruiting

Mark Stieve

Partner & Managing Director of Business Consulting & Development

(704) 816-8013
mark.stieve@lpl.com

J.J. Hudock

Partner & Director of Business Development

(704) 816-8022
jj.hudock@lpl.com

Chris Thompson

Partner & Director of Business Consulting

(704) 816-8008
chris.thompson@lpl.com

Warren Bausert

Partner & Business Consultant

(516) 524-1936
warren.bausert@lpl.com

Matt Baval

Partner & Business Consultant

(516) 731-8977
matthew.baval@lpl.com

Thomas L. Davila, II

Director of Business Consulting

(210) 403-0902
thomas.davila@lpl.com

David Foster

Director of Business Consulting

(608) 215-1804
d.foster@lpl.com

Cindy Nagel, CFP®

Director of Business Consulting

(704) 816-8004
c.nagel@lpl.com

Kristen Vitale

Director of Business Consulting

(708) 712-8576
k.vitale@lpl.com

Adam Rean Bohlen

Director of Business Consultant

(704) 219-9263
a.bohlen@lpl.com

Tina Bakalas

Business Consultant

(718) 938-9512
tina.bakalas@lpl.com

Gloria DuBose, MBA

Practice Management Consultant

(704) 816-8020
gloria.dubose@lpl.com

Stephen Locker

Senior Associate Recruiter

(704) 816-8035
s.locker@lpl.com

Finance

Laura Keady

Partner & Controller

(704) 816-8014
laura.keady@lpl.com

Donna Coggins

Compensation &
Benefits Accountant II
(704) 816-8026
donna.coggins@lpl.com

Diana Heinimann

Commissions Specialist
(704) 816-8017
diana.heinimann@lpl.com

Technology

Matt Danner

Sr. Technology Systems Manager

(704) 816-8024
matt.danner@lpl.com

Chris Freeman

Technology Systems Manager

(704) 816-8025
christopher.freeman@lpl.com

Check the background of investment professionals associated with this site on FINRA’s BrokerCheck:

Financial Resources Group Investment Services
360 Kingsley Park Dr. | Suite 100 | Fort Mill, SC 29715
Direct (704) 816-8000

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Services

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, member FINRA/SIPC. Financial Resources Group Investment Services, member FINRA/SIPC, is a separate entity. To view our Business Continuity Plan Disclosure, please click HERE.